Conduct Risk Summit Asia will serve as a platform for risk, compliance and regulatory professionals to examine the challenge of conduct risk and discuss various practices and strategies to best mitigate and manage this risk.

  • Define conduct risk and understand what it means for governance and compliance 
  • Analyse how conduct risk affects an organisation’s brand, reputation and financial viability 
  • Review existing processes and products to identify areas of conduct risk vulnerability 
  • Recognise the importance of top-tier leaders in encouraging and communicating a responsible risk culture within organisations 
  • Address the challenge of aligning risk appetite, organisational culture, business model and outcomes, customer experience and compliance 
  • Assess the importance of having an ethical culture and how it minimises conduct risk 
  • Develop platforms and initiatives that encourage ethical behaviour
  • Tailor incentive packages to encourage proper conduct and better performance 
  • Streamline conduct risk objectives, guidelines and strategies across global operations 
  • Network with like-minded professionals in an intimate setting and share experiences and insights first-hand


Conduct Risk Summit Asia has been specially designed for professionals from Hong Kong’s financial services industry with the following job titles and responsibilities: 

  • Chief Risk Officer
  • Head of Risk
  • Risk Director, Manager, Officer 
  • Chief Compliance Officer
  • Head of Compliance
  • Compliance Director, Manager, Officer
  • Head of Conduct
  • Conduct Risk Director, Manager, Officer 
  • Operational Risk Director, Manager, Officer 
  • Head of Governance, Risk and Compliance (GRC), Director, Manager and Officer 
  • Regulatory Director, Manager, Officer
  • Financial Crime and Fraud 

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